Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

DEPP 6.5A The five steps for penalties imposed on firms

FEES 5.2 Introduction

COND 2.3 Effective supervision

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

COND 1.1A Application

SUP 11.8 Changes in the circumstances of existing controllers

PERG 4.3 Regulated activities related to mortgages

REC 6.7 Notification rules for overseas recognised bodies

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

CASS 7.19 Clearing member client money sub-pools

PERG 7.6 Applications for a certificate

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

REC 6.6 Supervision

RCB 3.6 Fees and other matters

COLL 4.5 Reports and accounts

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)