Search Result

1241 - 1260 of 1399 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

…

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

…

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

…

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

…

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

…