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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2024

CONC 7.10 Treatment of customers with mental capacity limitations

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2019

BIPRU 3.3 The use of the credit assessments of ratings agencies

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

COBS 4.10 Approving and confirming compliance of financial promotions

As Published: 2015

COBS 4.10 Approving and confirming compliance of financial promotions

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities