Search Result

441 - 460 of 1456 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

MCOB 13.3 Dealing fairly with customers: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers: policy and procedures

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging