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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

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