Search Result

781 - 800 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions