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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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