Search Result

721 - 740 of 1443 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

…

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

…

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

…

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

…

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

…