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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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CONC 7.6 Exercise of continuous payment authority

DISP 1.10B Payment services and electronic money complaints reporting

PERG 5.8 The regulated activities: advising on contracts of insurance

EG 15.3 Disqualification under section 345

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DISP 1.5 Complaints resolved by close of the third business day

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

BIPRU 12.1 Application

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

FEES 8.1 [deleted]

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products