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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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