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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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