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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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