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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

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MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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Similar To

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 3.9 Fees and incentive schemes

COBS 11.6 Use of dealing commission [deleted]

COBS 6.1F Using a platform service for arranging and advising

ICOBS 4.4 Commission disclosure for commercial customers

PERG 8.26 The investment must be a particular investment

REC 2.5 Systems and controls, algorithmic trading and conflicts

MAR 1.3 Insider dealing

FEES 3.2 Obligation to pay fees

EG 6.2 Publicity during, or upon the conclusion of regulatory action

CONC 7.19 Notice of default sums under P2P agreements

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products