Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES App 1.1 Introduction

PRIN 1.1 Application and purpose

EG 4.11 Approach to interviews and interview procedures

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

SUP 21.1 Form of waiver for energy market participants

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

CREDS 10.1 Application and purpose

SYSC 2.1 Apportionment of Responsibilities

APER 3.1 Introduction

SUP 10C.4 Specification of functions

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

DEPP 6A.1 Introduction

REC 2.3 Financial resources

MAR 8.3 Requirements for benchmark administrators [deleted]