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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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