Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

COBS 4.10 Approving and confirming compliance of financial promotions

As Published: 2015

COBS 4.10 Approving and confirming compliance of financial promotions

…

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.4 Information requirement

COBS 20.3 Principles and Practices of Financial Management

EG 5.1 Settlement and the FCA – an overview

RCB 6.2 Policy on decision and warning notices

COBS 21.2 Rules for firms engaged in linked long-term insurance business

IPRU-INV 1.2 APPLICATION

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

MCOB 10.3 Formula and assumptions for calculating the APR

FEES 6.4 Management expenses

COBS 15.2 The right to cancel

CASS 1.4 Application: particular activities

DISP 3.5 Resolution of complaints by the Ombudsman

COBS 2.1 Acting honestly, fairly and professionally

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]