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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

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