Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC 1.1 Who, what and where?

BIPRU 11.2 Basis of disclosures

DTR 4.1 Annual financial report

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.2 Form and method of notification

FEES 5.4 Information requirement

INSPRU 8.4 Capacity Transfer Market

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

REC 3.12 Legal proceedings

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 18.3 Insurance business transfers outside the United Kingdom

CASS 8.3 Records and internal controls

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SYSC 13.3 Other related Handbook sections

REC 3.11 Insolvency events

SUP 3.2 Purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)