Search Result

741 - 760 of 1537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

TC App 5.1

As Published: 2010

TC App 5.1

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]