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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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MCOB 6.3 General

As Published: 2015

MCOB 6.3 General

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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FEES App 1 Annex 1A Application Fees payable

As Published: 2024

FEES App 1 Annex 1A Application Fees payable

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

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