Search Result

701 - 720 of 1443 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution