Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

…

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

As Published: 2015

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

…

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2A.1 Introduction

PERG 16.4 Acting as a depositary of an AIF

ICOBS 2.2 Communications to clients and financial promotions

COBS 4.2 Fair, clear and not misleading communications

SUP 11.5 Notifications by firms

COBS 10.4 Assessing appropriateness: when it need not be done

DTR 6.3 Dissemination of information

PERG 8.33 Introducing

COBS 8.1 Client agreements: non-MiFID designated investment business

DTR 5.8 Procedures for the notification and disclosure of major holdings

CASS 5.8 Safe keeping of client's documents and other assets

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

MAR 4.4 Exceptions

REC 3.21 Criminal offences and civil prohibitions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)