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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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MCOB 7A.2 Notification of interest-rate changes

As Published: 2016

MCOB 7A.2 Notification of interest-rate changes

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MCOB 7A.3 Early repayment disclosure

As Published: 2016

MCOB 7A.3 Early repayment disclosure

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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CONC 3.8 Financial promotions and communications: lenders

As Published: 2015

CONC 3.8 Financial promotions and communications: lenders

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CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

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