Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

…

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

…

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

REC 2.9 Transaction recording

SUP 10C.4 Specification of functions

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

MAR 5.1 Application

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

COBS 12.4 Investment recommendations

COBS 9.3 Guidance on assessing suitability

MCOB 8.3 Application of rules in MCOB 4

SUP 2.1 Application and purpose

SUP 15.2 Purpose

COBS 4.2 Fair, clear and not misleading communications

COBS 11.7 Personal account dealing

COND 1.2 Purpose

COBS 10.1 Application

INSPRU 1.5 Internal-contagion risk

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background