Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 9.5 Synthetic securitisation

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

EG 10.1 Introduction

FEES 5.1 Application and Purpose

SUP 10A.9 Significant management functions [deleted]

SYSC 19D.1 Application and purpose

CASS 5.1 Application

SYSC 19E.2 Remuneration policies and practices

EG 4.9 Involvement of FCA supervisors during the investigation phase

FEES 13.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]