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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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COBS 11.6 Use of dealing commission [deleted]

SUP 16.16 Prudent valuation reporting [deleted]

COLL 4.5 Reports and accounts

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

CASS 11.4 Definition of client money and the discharge of fiduciary duty

MCOB 2.8 Record keeping

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 16.22 Reporting under the Payment Accounts Regulations

MAR 1.4 Unlawful disclosure

REC 3.19 Investigations

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]