Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

…

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

…

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 5.6 Confidential information and privilege

PERG 5.13 Appointed representatives

CONC 2.8 E-commerce

PERG 15.4 Small payment institutions, agents and exempt bodies

BIPRU 3.5 Simplified method of calculating risk weights

SUP 4.5 Provisions applicable to all actuaries

MAR 6.3A Quality of execution

MAR 5.5 Monitoring compliance with the rules of the MTF

REC 3.16 Information technology systems

MAR 5A.7 Monitoring compliance with the rules of the OTF

CONC 12.1 Application and purpose

EG 3.2B Information requests (section 122B)

MAR 7A.5 Requirements when acting as a general clearing member

EG 3.2A Information requests (section 122A)

SYSC 22.2 Getting, giving and updating references: the main rules

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CONC 8.3 Pre contract information and advice requirements

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 15.9 Notifications by members of financial conglomerates

TC 1.1 Who, what and where?