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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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