Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 5.1 Settlement and the FCA – an overview

FEES 9.1 Application and purpose

SYSC 22.8 Policies and appointed representatives

DISP 1.10A Complaints data publication rules

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

ICOBS 5.3 Advised sales

EG 9.2 The FCA’s general policy in this area

SUP 8A.2 Introduction and conditions

COBS 19.2 Personal pensions, FSAVCs and AVCs

CONC 3.7 Financial promotions and communications: credit brokers

DTR 1A.2 Modifying rules and consulting the FCA

EG 9.6 Applications for variation or revocation of prohibition orders

EG 4.13 Preliminary findings letters and preliminary investigation reports

DEPP 6A.2 Deciding whether to take action

DEPP 2.3 Decision notices and second supervisory notices

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

EG 1.1 Overview

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)