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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

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PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

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COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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DISP App 3.5 Re-assessing rejected claims at step 1

As Published: 2017

DISP App 3.5 Re-assessing rejected claims at step 1

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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