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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COLL 11.5 Auditors

CREDS 2.2 General provisions

CASS 5.5 Segregation and the operation of client money accounts

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 7.10 Use of a Value at Risk Model

REC 2.5 Systems and controls, algorithmic trading and conflicts

COLL 13.2 Operational requirements for feeder NURS

PERG 16.4 Acting as a depositary of an AIF

SYSC 4.1 General requirements

IPRU-INV 5.10 Expenditure based requirement

EG 15.4 Disqualification under section 249 or section 261K

SYSC 18.3 Internal arrangements

CASS 7.11 Treatment of client money

SUP 18.4 Friendly Society transfers and amalgamations