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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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SUP 15.12 Ongoing alerts for retail adviser complaints

MCOB 10.4 Total charge for credit

SUP 11.8 Changes in the circumstances of existing controllers

EG 2.11 Senior management responsibility

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

REC 2.9 Transaction recording

MCOB 10.3 Formula and assumptions for calculating the APR

SUP 11.1 Application

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 4.5 Notice of termination of investigations

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]