Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

…

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

…

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.4 Information requirement

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COBS 4.11 Record keeping: financial promotion

PERG 8.33 Introducing

SUP 3.7 Notification of matters raised by auditor

MCOB 3A.4 Qualifying credit financial promotions

SYSC 4.4 Apportionment of responsibilities

EG 8.3 Use of the own-initiative powers

DTR 5.6 Disclosures by issuers

APER 1.2 Purpose

SUP 8.9 Decision making