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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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