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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general