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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons