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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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PRIN 4.1 Principles: MiFID business

DISP 1.5 Complaints resolved by close of the third business day

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COLL 6.13 Record keeping

CONC 11.1 The right to cancel

REC 2.9 Transaction recording

REC 3.15 Suspension of services and inability to operate facilities

SUP 8.2 Introduction

PERG 5.13 Appointed representatives

SUP 4.4 Appropriate actuaries

CASS 7.12 Organisational requirements: client money

SUP 15.7 Form and method of notification

SUP 11.4 Requirements on firms

SUP 16.10 Verification of firm details

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 3.3 Reports by skilled persons (section 166)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]