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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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