Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

…

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 7.15 Records, accounts and reconciliations

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 20.1 Introduction

EG 11.5 Other relevant powers

PR 5.6 Miscellaneous

SUP 6.5 Ending authorisation

PERG 7.3 Does the activity require authorisation?

COCON 4.1 Specific guidance on individual conduct rules

MAR 7A.4 Requirements when providing direct electronic access

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 15.2 Purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative