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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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MCOB 10A.3 APRC: additional assumptions

As Published: 2018

MCOB 10A.3 APRC: additional assumptions

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MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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