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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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PERG 9.1 Application and Purpose

PERG 12.2 Establishing, operating or winding up a personal pension scheme

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

FEES App 1.2 Periodic Fees

CASS 6.4 Use of safe custody assets

MCOB 11.7 Transitional arrangements

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 4.13 Preliminary findings letters and preliminary investigation reports

MCOB 12.7 Home purchase plans

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IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

SYSC 13.7 Processes and systems

APER 2.1A The Statements of Principle

REC 3.9 Fees and incentive schemes

SYSC 4.3 Responsibility of senior personnel

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

APER 4.6 Statement of Principle 6

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

DEPP 2.3 Decision notices and second supervisory notices

EG 2.1 Case selection and the use of enforcement powers