Search Result

641 - 660 of 1220 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG