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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership