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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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MAR 5A.5 Systems and controls for algorithmic trading

REC 2.4A Management body

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

SUP 3.6 Firms' cooperation with their auditors

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

PERG 2.5 Investments and activities: general

MAR 1.3 Insider dealing

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

REC 4.2F Information gathering power on FCA’s own initiative

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

REC 4.2G Reports by skilled persons

APER 4.4 Statement of Principle 4

EG 9.8 The effect of the FCA's decision to make a prohibition order