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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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