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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SYSC 4.5

As Published: 2015

SYSC 4.5

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Similar To

SUP 16.17 Remuneration reporting [deleted]

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

IPRU-INV 5.1 Application

SUP 18.2 Insurance business transfers

PERG 13.6 CRD IV [deleted]

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

APER 3.1 Introduction

COND 2.5 Suitability

EG 7.6 Private warnings

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

SUP 10A.1 Application

EG 12.1 The FCA’s general approach

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SYSC 4.5