Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

DEPP 6.5 Determining the appropriate level of financial penalty

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

EG 14.2 Choice of powers

EG 9.1 Introduction

FEES 5.9 [deleted]

MAR 9.4 Supervisory regime

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

DISP 1.1A Complaints handling requirements for MiFID complaints

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

SUP 3.8 Rights and duties of auditors

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

MAR 9.3 Notification and information

EG 3.5 Official listing investigations (section 97)

DEPP 2.4 Third party rights and access to FCA material

DEPP 8.2 Use of the own-initiative variation of approval power: general

DISP 3.5 Resolution of complaints by the Ombudsman

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 5.2 When settlement decisions may take place