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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

REC 3.15 Suspension of services and inability to operate facilities

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

MAR 5A.4 Trading process requirements

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

DEPP 8.2 Use of the own-initiative variation of approval power: general

DEPP 6.7 Discount for early settlement

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

EG App 2.1 Purpose, status and application of the guidelines

DTR 1A.3 FCA may require the publication of information

DTR 5.6 Disclosures by issuers

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]