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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

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BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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REC 3.9 Fees and incentive schemes

SUP App 2.8 Ceasing to effect contracts of insurance

CONC 3.6 Financial promotions about credit agreements secured on land

REC 3.19 Investigations

REC 3.12 Legal proceedings

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

COBS 11.7 Personal account dealing

CONC 1.2 Who? What? Where?

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

FEES 9.1 Application and purpose

REC 4.4 Complaints