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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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